United States securities law - PDFSEARCH.IO - Document Search Engine

United States securities law
Results: 27653

#	Item
751	APPENDIX 1-B Appendix 1 Contents of Listing Documents Part B Equity Securities Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2015-03-30 07:08:45 Investment Securities Corporate finance SEC filings Security United States securities law Asset-backed security Convertible bond Dividend Financial economics Stock market Finance
752	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 1, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-01 13:23:58 Securities Exchange Act Financial regulation Mergers and acquisitions Securities Act Business Finance 73rd United States Congress United States Securities and Exchange Commission United States securities law
753	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 1, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-01 13:24:44 Pro forma Securities Exchange Act Accounts payable SEC Rule 10b-5 Securities and Exchange Commission Business United States securities law Finance Government
754	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 5, 2015 Admin. Proc. File No Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
755	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 2, 2015 SEC SUSPENDS TRADING IN THE SECURITIES OF ONE HUNDRED TWENTY Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-02 05:52:40 United States securities law U.S. Securities and Exchange Commission Companies listed on the New York Stock Exchange 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
756	(Subject: The press release on the disciplinary action taken against PAO LONG INTERNATIONAL CO., LTD.) Newsletter Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-10-06 04:45:25 United States Securities and Exchange Commission Security Financial economics Investment Finance United States securities law 73rd United States Congress Securities Exchange Act
757	Received by NSD/FARA Registration Unit:34:06 PM OMB No; Expires April 30,2017 u.s. Department of Justice Washington, DC 20530 Add to Reading List Source URL: www.fara.gov Language: English - Date: 2015-02-02 14:47:38 SEC filings United States securities law Lobbying in the United States Foreign Agents Registration Act Politics of the United States
758	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION February 2, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-02 17:20:51 Motion Law Legal documents Brief Sua sponte
759	DOC Document Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-08-11 04:51:02 Securities Exchange Act Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
760	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-07 06:36:14 Finance Financial system 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Security Form 144 Net capital rule United States securities law Financial economics United States Securities and Exchange Commission

UPDATE